open-gitagent/document-review
examples/full/skills/document-review/SKILL.md
Reviews financial documents (prospectuses, ADVs, marketing materials) for FINRA 2210 compliance, required disclosures, and balanced presentation. Use when reviewing financial statements, audit documents, regulatory filings, or when the user mentions compliance checks, financial audits, or document verification.
$ install --global
skillsauthnpx skillsauth add open-gitagent/gitagent document-reviewInstall this skill globally with one command. Works with Claude Code, Cursor, and Windsurf.
Security Scan Results
3 of 9 scanners reported clean
Some scanners were skipped, did not run, or reported a non-clean status. Review each row below.
3
Scanners Passed
9
Scanners in report
Clean
TrivyContainer and dependency vulnerability scanner
95%
Clean
SemgrepStatic code analysis for vulnerabilities
95%
Clean
mcp-scan (Snyk)Model Context Protocol security validation
95%
Skipped
Snyk (dep)Open source security scanning
50%
Skipped
Socket.devSupply chain security analysis
50%
Skipped
VirusTotalMulti-engine malware detection
50%
Skipped
CrowdStrikeAdvanced threat intelligence
50%
Skipped
OSV-ScannerOpen Source Vulnerability database check
50%
Skipped
OWASP Dep-Check
50%
Last scanned: Apr 30, 2026, 11:20 AM5.4s1 file scanned
SKILL.md
- name:
- document-review
- description:
- Reviews financial documents (prospectuses, ADVs, marketing materials) for FINRA 2210 compliance, required disclosures, and balanced presentation. Use when reviewing financial statements, audit documents, regulatory filings, or when the user mentions compliance checks, financial audits, or document verification.
- license:
- proprietary
- allowed-tools:
- search-regulations generate-report
- author:
- gitagent-examples
- version:
- 1.0.0
- category:
- compliance
- risk_tier:
- high
Document Review
Instructions
When reviewing a financial document:
- Classify the document — Determine document type (prospectus, ADV, customer agreement, marketing material, etc.)
- Identify applicable rules — Map to FINRA 2210 (communications), SEC disclosure requirements, etc.
- Check required elements — Verify all required disclosures, disclaimers, and content are present
- Assess accuracy — Flag potentially misleading, exaggerated, or promissory statements
- Check balance — Per FINRA 2210, ensure risks and benefits are presented in a balanced manner
- Review formatting — Verify required prominence of disclosures
Key Checks
- [ ] All required disclosures present
- [ ] No misleading or exaggerated claims
- [ ] Balanced presentation of risks and benefits
- [ ] Proper disclaimers included
- [ ] Correct classification (correspondence/retail/institutional)
- [ ] Principal pre-approval status verified (if retail communication)
Output Format
For each finding, produce:
### [SEVERITY] — [Rule Reference]
- **Issue**: [What was found]
- **Location**: [Section/page reference]
- **Recommended action**: [Specific fix]
Example Finding
### WARNING — FINRA 2210(d)(1)(A)
- **Issue**: Performance claim "consistently outperforms the market" lacks supporting data and time period
- **Location**: Page 2, paragraph 3
- **Recommended action**: Add specific time period, benchmark comparison, and standardized performance data per SEC Rule 482
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